TAILORED COMPLIANCE & RISK SOLUTIONS FOR FINANCIAL INSTITUTIONS

TRANSFORMING REGULATORY RISK INTO STRATEGIC ADVANTAGE

Navigating complex regulatory risk and compliance issues can be daunting. That's where we come in. Partner with us to align your compliance and risk management frameworks with your enterprise strategy.

NEED HELP TACKLING COMPLEX COMPLIANCE AND RISK REQUIREMENTS ACROSS YOUR FIRM?

We have firsthand experience and understanding of the regulatory, operational, and market-driven challenges compliance and risk organizations face today. Practical, personal business experience is what we bring to the table to assist our clients with achieving their strategic objectives: building, remediating, and optimizing your program to help your firm meet its regulatory obligations and protect its reputation.

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    Assess

    Assess your existing program or an acquisition targets program against industry best practices and specific requirements.

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    Design

    Design, optimize, and integrate your compliance and risk management programs to improve outcomes and achieve scale.

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    Remediate

    Remediate identified control, process, and program shortcomings to drive timely implementation of effective and sustainable solutions.

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    Implement

    Implement newly designed, optimized, and integrated program elements and technology solutions.

RCG Consulting also provides investigation and litigation support for our clients.

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Effectively managing risk and meeting regulatory requirements is akin to building your home on a solid foundation; without it, your home cannot bear the weight of its structure, endure unplanned and damaging events, or stand the test of time.

WHO DO WE SERVE

RCG Consulting is committed to helping our clients meet regulatory expectations, improve execution, achieve scale, integrate technology, refine operating models, and address issues requiring attention.

Roles

✔ Chief Compliance Officers

✔ Chief Risk Officers

✔ General Counsel

✔ Criminal Defense Attorneys

✔ Business Controls Executives

✔ Internal / Corporate Audit

Organizations

✔ Investment Advisors

✔ Asset Managers

✔ Banks & Credit Unions

✔ Financial Service Providers

✔ Law Firms

✔ Non-Profits

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Meet Lynne

Lynne Clyde, Principal Consultant and founder of RCG Consulting, is a seasoned compliance and risk executive with 25+ years in the financial industry including prior consulting roles. RCG Consulting was born out of her passion for the compliance and risk disciplines and the opportunity to do work that energizes her: problem-solving, optimizing processes and operating models, designing pragmatic and strategic solutions, and collaborating with business partners.

As a compliance and risk executive at a Global Systemically Important Bank, Lynne was responsible for designing and managing enterprise-wide programs responsive to U.S. and global regulatory requirements. Her scope extended to all elements of the compliance and risk management frameworks, including program design and methodology, policy and standard setting, governance and board reporting, technology selection and integration, large-scale regulatory remediation, regulatory relations strategy, supervisory review and examination protocols, regulatory change management, and monitoring and testing.

Testimonials

  • “Lynne is pragmatic and makes complex requirements simple. Lynne can guide you to make required or necessary safeguards to your business processes easy to operationalize and efficient. Lynne understands how to satisfy supervisory regulators and the practices of similarly situated industry participants. She is keenly sensitive to avoiding unnecessary business burdens. Lynne has deep domain knowledge of financial institutions and money managers and is a great talent in the risk and compliance space.”

    -LinkedIn Connection

  • “Lynne’s ability to assess complex and disparate operating models and identify opportunities to build global standards and policy is exceptional. Her natural ability to communicate her vision and manage a project collaboratively across various stakeholders is a key component to her success in building large-scale global programs.”

    -LinkedIn Connection

  • “(Lynne) has the ability to evaluate complex situations, identify, assess and manage material risk and regulatory compliance challenges, and to develop policies and procedures. Lynne presents clear and concise messaging and actions to peers, executive management, regulators and others that she has interactions with.”

    -LinkedIn Connection

  • “Lynne is a visionary; who can identify, assess, and break down complex issues in a collaborative setting to create attainable action steps with the team. She has an in-depth knowledge of risk management which can be applied across subject matters.”

    -LinkedIn Connection