Senior-Level Risk and Compliance Expertise, Start to Finish
Risk, compliance, and governance for financial services
Led by founder Lynne Clyde, former SVP and Global Head of Regulatory, Policy & Strategy at State Street
Your regulators expect a program that works. Your board expects clear oversight. Your business needs to keep moving. RCG Consulting helps banks, credit unions, lenders, and other financial services companies build, fix, and strengthen their risk and compliance programs — whether you're responding to an exam or audit finding, supporting new leadership that wants to raise the bar, selecting and implementing new technology, or bringing programs together after a merger. We bring a clear and methodical approach to identifying and prioritizing the risks that matter most, and senior-level judgment for the entire engagement.
The Result: Programs that are pragmatic, right-sized to your risk profile, and built to work for your business and to meet supervisory expectations.
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Assess
A simple, methodical review of your risks, regulatory requirements, processes, and controls, so you know where you stand and which gaps matter most.
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Design
Clear, practical solutions right-sized to your risk profile: policies, processes, controls, and governance that remediate findings and meet supervisory expectations without over-engineering.
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Implement
We put the program to work with your team, integrating new policies, processes, controls, and technology into how your business operates, in line with your risk appetite.
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Sustain
Monitoring, testing, and reporting that maintain program effectiveness as your business and regulations change, giving management timely insights and the board clear oversight long after the engagement ends.
Effective risk, compliance, and governance programs are the foundation of your institution. Without a solid one, the structure can’t bear its own weight, withstand unexpected events, or stand the test of time.
WHO WE SERVE
The pressure is real. Your regulatory relationships, your board’s confidence, and your organization’s standing are all on the line.
Roles
✔ Chief Executive Officers
✔ General Counsel and Chief Legal Officers
✔ Chief Compliance Officers
✔ Chief Risk Officers
✔ Boards and board committees
Organizations
✔ Banks and community banks
✔ Consumer and commercial lenders
✔ Credit unions
✔ Transfer agents
✔ Other financial services companies
Meet Lynne
“You get the partner’s time and senior experience for maybe 5% of your engagement. And then you’re left with junior consultants who don’t have practical industry experience … Companies deserve better.”
Lynne founded RCG so clients have senior expertise throughout the engagement, not simply at the beginning.
Testimonials